Trade Information
KASE Rules
- Listing Rules
- Regulations on Listing Commission
- The order of execution of listing procedures
- Rules of defining amounts, deadlines and procedure of payment of listing fees
- Regulations on the Exchange Board of Directors Committee on Issuers Financial Reporting and Audit
- Procedure for formation of a list of audit organizations recognized by Kazakhstan Stock Exchange JSC
- List of stock exchanges recognized by Kazakhstan Stock Exchange JSC
- Clarifications to select the client questionnaire of Kazakhstan Stock Exchange JSC on the organization of counteraction to legalization (laundering) of proceeds from crime and financing of terrorism
- Rules of admission of financial instruments to the platform KASE Private Market
- Regulation on the procedure for concluding deals and making settlements on the platform KASE Private Market
- Clarifications to select the client questionnaire of Kazakhstan Stock Exchange JSC on the organization of counteraction to legalization (laundering) of proceeds from crime and financing of terrorism
- Regulations on Membership
- Procedure for Exchange Members Monitoring
- Procedure for resolution of disputes and conflicts arising in the process of transactions with financial instruments
- Regulations on Membership Fees, Exchange Fees and Clearing Fees
- Rules of annual rewards of members of Kazakhstan Stock Exchange JSC
- Rules of Professional Ethics and Business Behavior
- Methodology of preparing an Environmental, Social and Governance report
- Clarifications to select the client questionnaire of Kazakhstan Stock Exchange JSC on the organization of counteraction to legalization (laundering) of proceeds from crime and financing of terrorism
- Regulations on carrying out of exchange activities
- Regulations on methods of conducting trading in the trading and clearing system ASTS+
- Regulations on trading and operations of the control and collateral system
- Procedure for opening, maintaining and closing trading and clearing accounts
- Rules for the use of trading and clearing accounts for the purpose of concluding transactions
- Regulations on the structure of the list of financial instruments admitted to circulation in the trading system of Kazakhstan Stock Exchange JSC
- Lists of shares, depository receipts and investment funds' securities of the first, second and third liquidity classes for the period from November 01 to November 30, 2024
- Lists of shares, depository receipts and investment funds' securities of the first, second and third liquidity classes for the period from October 01 to October 31, 2024
- Rules for providing access to the Exchange's trading systems
- Rules on Trading System Operation in Remote Access Mode
- Instruction on the procedure for assigning codes to members of Kazakhstan Stock Exchange JSC and their accounts, users of trading systems, issuers of securities and financial instruments
- Rules on Use of Programming-Cryptographic Information Security Devices at Operation of the Trading System in the Remote Access Mode<
- Trader certification procedure
- Regulations resolving issues in case of technical failures in the operation of the Exchange's software and hardware complex
- Rules for working with the trading and clearing system in remote access mode
- Regulations on carrying out of clearing activities on transactions with the central counterpart
- Procedure of including financial instruments in List Т+ and Collateral list Т+
- Clearing rules for transactions with financial instruments
- Instruction on the issue, placement, circulation and redemption of general collateral certificates
- Regulations on clearing participants
- Formats of clearing reports in the stock market
- Formats of clearing reports in the derivatives market
- Clearing and Settlement Memo
- Rules for provision of services for acceptance, accounting and control of collateral security in the system for ensuring completion of settlements in the interbank payment card system
- Procedure for transfer of functional under clearing and settlement activities and activities of central counterparty from Kazakhstan Stock Exchange JSC to KASE Clearing Center JSC
- Regulations on Conducting Settlements on Securities Transactions under Т+0 Scheme with Full Backing (Gross Settlements)
- Procedure for concluding transactions with financial instruments performing the functions of a central counterparty
- Rules for the implementation of cash settlements on transaction with a central counterparty in the stock market
- Methodology of Securities Valuation
- Methodology for the calculation of securities' market prices
- Methodology of determining the yield function of government securities of the Republic of Kazakhstan
- Regulations on the Indexes and Indicators Committee
- Methodology for calculating the weighted average rate of return on illiquid debt securities and determining their fair value
- Methodology of Securities Liquidity Indicators Defining
- Policy of formation of indices and indicators of Kazakhstan Stock Exchange JSC
- Methodology of calculation of activity indicators of Kazakhstan Stock Exchange’s members
- Methodology of calculation the yield of bonds and amounts of deals with bonds
- Methodology for calculation of indexes and indicators of the stock market
- Methodology for calculating the money market indicators
- Methodology of Foreign Currencies Market Indicators Calculation
- Methodology for calculating indicative indicators of the repo market with CCP