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Law No. 461-II of the Republic of Kazakhstan "On the securities market" dated July 2, 2003
Rules for activities of organizers of trading in securities and other financial instruments, approved by Resolution No. 170 of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated October 29, 2008
Requirements for the organizational structure of the trading organizer and the composition of the listing commission of the stock exchange, approved by Resolution No. 249 of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015
Rules for activities of the structural unit of the trading organizer carrying out activities on supervising transactions in the trading system of the stock exchange, approved by Resolution No. 249 of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015
Rules for the formation of a risk management and internal control system for the stock exchange, approved by Resolution No. 252 of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015
Rules for recognizing transactions with securities and other financial instruments concluded on the organized and over-the-counter securities markets as carried out for the purpose of manipulation, formation and operation of the stock exchange expert committee, as well as its quantitative composition, approved by the resolution No. 319 of the Board of the National Bank of the Republic of Kazakhstan dated December 28 2016
Rules for calculating prudential standards for the trade organizer, approved by Resolution No. 41 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated March 29, 2010
Resolution No. 237 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated December 29, 2008 "On introducing additions and changes to the Resolution No. 62 of the Board of the Agency of the Republic of Kazakhstan for Regulation and Supervision of the Financial Market and Financial Organizations dated February 25, 2006 "On approval of the Rules for maintaining the system of registers of holders securities"
Rules for carrying out custodial activities on the securities market of the Republic of Kazakhstan, approved by Resolution No. 184 of the Board of the National Bank of the Republic of Kazakhstan dated July 26, 2013
Rules for brokerage and (or) dealer activities on the securities market, approved by Resolution No. 9 of the Board of the National Bank of the Republic of Kazakhstan dated February 3, 2014
Rules for the application of limited enforcement measures to the unified accumulative pension fund, voluntary accumulative pension fund, approved by Resolution No. 182 of the Board of the National Bank of the Republic of Kazakhstan dated July 26, 2013
Resolution No. 911 of the Government of the Republic of Kazakhstan dated November 17, 2022 "Оn determining the criteria for trading in securities on the stock exchange"""

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