/KASE, April 1, 2024/ – By a decision of the Management Board of Kazakhstan
Stock Exchange (KASE, or the Exchange) dated March 29, 2024, additions to
the following questionnaires were approved:
- addition No. 1 to Questionnaire No. 1 of foreign financial organizations on
the organization of combating the legalization (laundering) of illegal income
and the terrorism financing;
- addition No. 1 to Questionnaire No. 1 of the Exchange's clients on issues of
organizing counteraction to the legalization (laundering) of illegal income
and the terrorism financing;
- addition No. 1 to Questionnaire No. 2 of foreign financial organizations on
the organization of combating the legalization (laundering) of illegal income
and the terrorism financing;
- addition No. 1 to Questionnaire No. 2 of the Exchange's clients on issues of
organizing combating the legalization (laundering) of illegal income and the
terrorism financing;
- addition No. 2 to Questionnaire No. 3 of foreign financial organizations on
the organization of combating the legalization (laundering) of illegal income
and the terrorism financing;
- addition No. 2 to Questionnaire No. 3 of the Exchange's clients on the
organization of combating the legalization (laundering) of illegal income and
the terrorism financing.
Additions to the above questionnaires include:
- the client has internal policies and procedures on anti-corruption issues;
- the presence of an anti-corruption service or a responsible person
performing these functions;
- application of international standards in its activities as part of the fight
against bribery and corruption (ABC);
- description of internal requirements for combating corruption and creating
an anti-corruption culture;
- extension of these requirements to subsidiaries, branches and
representative offices of the client (if any).
Updated texts of the questionnaires will be published on KASE's Internet
resource at
https://kase.kz/en/kase_rules/ (bookmarks "Listing" and
"Membership").
[2024-04-01]