/KASE, April 1, 2024/ – By a decision of the Management Board of Kazakhstan Stock Exchange (KASE, or the Exchange) dated March 29, 2024, additions to the following questionnaires were approved:

• addition No. 1 to Questionnaire No. 1 of foreign financial organizations on the organization of combating the legalization (laundering) of illegal income and the terrorism financing;
• addition No. 1 to Questionnaire No. 1 of the Exchange's clients on issues of organizing counteraction to the legalization (laundering) of illegal income and the terrorism financing;
• addition No. 1 to Questionnaire No. 2 of foreign financial organizations on the organization of combating the legalization (laundering) of illegal income and the terrorism financing;
• addition No. 1 to Questionnaire No. 2 of the Exchange's clients on issues of organizing combating the legalization (laundering) of illegal income and the terrorism financing;
• addition No. 2 to Questionnaire No. 3 of foreign financial organizations on the organization of combating the legalization (laundering) of illegal income and the terrorism financing;
• addition No. 2 to Questionnaire No. 3 of the Exchange's clients on the organization of combating the legalization (laundering) of illegal income and the terrorism financing.

Additions to the above questionnaires include:

• the client has internal policies and procedures on anti-corruption issues;
• the presence of an anti-corruption service or a responsible person performing these functions;
• application of international standards in its activities as part of the fight against bribery and corruption (ABC);
• description of internal requirements for combating corruption and creating an anti-corruption culture;
• extension of these requirements to subsidiaries, branches and representative offices of the client (if any).

Updated texts of the questionnaires will be published on KASE's Internet resource at see more (bookmarks "Listing" and "Membership").

[2024-04-01]