/UPDATED/Number of internal documents and amendments to internal documents of KASE to be put into effect due to launch of ASTS+ trading and clearing system as of December 3

29.11.19, 18:00
/KASE, November 29, 2019, information on the documents put into effect by the decision of the KASE Management Board has been added/ – Kazakhstan Stock Exchange (KASE) notifies you that from December 3, 2019 the following internal documents and amendments to internal documents of KASE, earlier approved by a decision of KASE's Board of Directors, are put into effect: 1) amendments No. 4 to the Regulations on Clearing Members; 2) Rules of Provision of Access to the ASTS+ Trading and Clearing System; 3) Rules of Execution of Money Settlements of Deals with Central Counterpart on the Stock Market; 4) changes No. 2 to the Regulations on Trading Methods; 5) changes No. 1 to the Procedure of Concluding Deals in Government Securities under Т+2 Scheme; 6) changes No. 4 to the Rules of Placement of Government Treasury Bonds of the Republic of Kazakhstan; 7) changes No. 1 to the Rules of Providing Access to the Trading System; 8) changes No. 4 to the Rules of Conducting Subscription to Securities; 9) changes No. 7 to the Rules of Execution of Repo Transactions; 10) changes No. 2 to the Provisions on the Structure of the List of Financial Instruments Permitted for Circulation in the Trading System of Kazakhstan Stock Exchange JSC; 11) changes No. 1 to the Procedure of Execution of Settlements on Deals in Securities According to the Т+0 Scheme with Full Ccollateral (gross settlements); 12) Regulations on Methods of Trading in the ASTS+ Trading and Clearing System; 13) Rules of Execution of Exchange Activities (updated); 14) amendments No. 5 to the Rules of Execution of Clearing Activities on Deals in Financial Instruments; 15) amendments No. 2 to the Rules of Execution of Banking Transactions; 16) Rules of Solving Issues at Malfunction in the Operation of the Software and Hardware Complex of the Exchange. By the decision of KASE Management Board, the following internal documents and amendments to internal documents of KASE are put into effect as of December 3, 2019: 1) The revised Instruction on the Procedure of Assigning Codes to Members of Kazakhstan Stock Exchange and Their Accounts, Financial Instruments and Issuers of Securities in ASTS+ Trading and Clearing System; 2) changes No. 8 in the Instruction on the Procedure of Assigning Codes to Members of Kazakhstan Stock Exchange and Their Accounts, Financial Instruments and Issuers of Securities; 3) Regulations on Trading in the ASTS+ Trading and Clearing System; 4) The Procedure for Executing Deals on the Stock Market in ASTS+ Trading and Clearing System; 5) changes No. 5 to the Regulations on Trading in the АСТ and NEXT Trading Systems; 6) changes No. 2 to the Rules on Trading System Operation in Remote Access Mode; 7) changes No. 1 to the Requirements for DMA Systems of Members of Kazakhstan Stock Exchange and Their Use; 8) The List of Trading Modes and Transactions in ASTS+ Trading and Clearing System; 9) Revised Methodology for Calculation of Risk Parameters of Financial Instruments; 10) amendments No. 3 to the Methodology for Stock Market Indices Calculation; 11) amendments No. 5 to the Regulations on Market Data Dissemination; 12) Methodology for Calculation of Indicative Repo Market Parameters with CCP. Current versions of the following KASE internal documents will be deemed null and void as of December 3, 2019: - Methodology for Calculating Risk Parameters of Financial Instruments; - Methodology for Determining Indicative Parameters GG-spread for Evaluation of Settlement Prices of Swap Transactions. The above-mentioned documents are available on KASE website, in sections "Rules for ASTS+" – http://kase.kz/en/kase_rules_asts/ and "KASE Rules" – http://kase.kz/en/kase_rules/ [2019-11-29]