/REPEAT/ From December 3 number of internal documents and amendments to internal documents of KASE to be put into effect due to launch of ASTS+ trading and clearing system

03.12.19, 10:47
/KASE, December 3, 2019, November 29, 2019 news repeat/ – Kazakhstan Stock Exchange (KASE) notifies you that from December 3, 2019 the following internal documents and amendments to internal documents of KASE, earlier approved by a decision of KASE's Board of Directors, are put into effect: 1) amendments No. 4 to the Regulations on clearing participants; 2) Rules of provision of access to the ASTS+ trading and clearing system; 3) Rules of execution of money settlements of deals with the central counterpart on the stock market; 4) changes No. 2 to the Regulations on trading methods; 5) changes No. 1 to the Procedure of concluding deals in government securities under Т+2 scheme; 6) changes No. 4 to the Rules of placement of government treasury bonds of the Republic of Kazakhstan; 7) changes No. 1 to the Rules of providing access to the trading system; 8) changes No. 4 to the Rules of conducting subscription to securities; 9) changes No. 7 to the Rules of execution of repo transactions; 10) changes No. 2 to the Provisions on the structure of the list of financial instruments permitted for circulation in the trading system of Kazakhstan Stock Exchange JSC; 11) changes No. 1 to the Procedure of execution of settlements on deals in securities according to the Т+0 scheme with full backing (gross settlements); 12) Regulations on methods of trading in the ASTS+ trading and clearing system; 13) Rules of execution of exchange activities (updated); 14) amendments No. 5 to the Rules of execution of clearing activities on deals in financial instruments; 15) amendments No. 2 to the Rules of execution of banking transactions; 16) Rules of solving issues at malfunction in the operation of the software and hardware complex of the Exchange. Following a decision of KASE's Management Board, from December 3, 2019 the following internal documents and amendments to internal documents are to be put into effect: 1) the revised Instruction on the procedure of assigning codes to members of Kazakhstan Stock Exchange JSC and their accounts, securities issuers and financial instruments in the trading and clearing system ASTS+; 2) changes No. 8 to the Instruction on the procedure of assigning codes to members of Kazakhstan Stock Exchange JSC and their accounts, financial instruments and securities issuers; 3) Schedule of trading in the ASTS+ trading and clearing system; 4) Procedure of concluding deals in the ASTS+ trading and clearing system; 5) changes No. 5 to the Schedule of trading in the АСТ and NEXT trading systems; 6) changes No. 2 to the Rules of operation of the trading system in the remote mode; 7) change No. 1 to the Requirements for DMA systems of members of Kazakhstan Stock Exchange JSC and their use; 8) List of trading modes and transactions of the ASTS+ trading and clearing system; 9) Updated Methodology of defining risk-parameters of financial instruments; 10) Amendments No. 3 to the Methodology of calculation of stock market indicators; 11) Amendments No. 5 to the Regulations on terms of commercial distribution of market data; 12) Methodology of calculation of indicators of the repo market with the CCP. From December 3, 2019 the current versions of the following internal documents will be invalidated: - Methodology of defining risk-parameters of financial instruments; - Methodology of defining GG-spread benchmarks for assessment of swap transactions' settlement prices. The above-mentioned documents are available on KASE website in sections "Rules for ASTS+" – http://kase.kz/ru/kase_rules_asts/ and "KASE rules" – http://kase.kz/ru/kase_rules/ [2019-12-03]