The license of LLC "CENTRE-SOFT LTD" has been suspended
29.09.99 00:00
/IRBIS, Sep.29, 99/ - By the resolution of the National Securities Commission
of Kazakhstan #436 dated September 27, 1999, the license #20030008,
given to LLC "CENTRE-SOFT LTD" on October 14, 1996, to engage in
brokerage and dealing activities in the stock market without the right to
handle clients' accounts, has been suspended for 30 days.
The decision has been made due to a violation committed by LLC "CENTRE-
SOFT LTD" of the following requirements:
- part six of the point 26 of the regulations on licensing brokerage and
dealing activities in the stock market, adopted by the resolution #293 of
the government of Kazakhstan dated March 4, 1997;
- point 50 of the rules for conducting brokerage and dealing activities in the
stock market of the government of Kazakhstan, adopted by the resolution
#20 of the National Securities Commission dated December 31, 1998;
- subpoint 2 of point 4 of instructions on calculation methods and
employing criteria (norms) of financial stability for the organizations
conducting brokerage and dealing activities in the stock market, adopted
by the resolution #17 of the National Securities Commission of
Kazakhstan dated November 25, 1998, on the basis of the point 3 of the
article 26 of Kazakhstan law "On the stock market" dated March 5, 1997.