NSC of Kazakhstan determined the types of professional activities on the stock market that can be performed by a single participant
15.03.00 00:00
/IRBIS, March 15, 00/ - By the resolution of the National securities
commission of Kazakhstan #66, dated February 26, 2000, following types of
professional activities on the stock market are allowed to combine:
- custodial - with brokerage and dealing, also with the activities on
determining mutual claims and liabilities (clearing) on operations in
securities;
- investment management of pension assets - with securities portfolio
management activities, also with brokerage and dealing activities;
- depository - with maintaining the registry of securities owners of open
people's joint stock company and with the activities on determining
mutual claims and liabilities (clearing) on operations in securities.
The resolution goes into effect from the day it was registered with the
ministry of justice of Kazakhstan, that is from March 9, 2000.